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Compliance Monitoring Specialist – Life & Pensions – Flex working

  • Location: Surrey
  • Salary: £50,000 - £60,000 per year
  • Job Type:Permanent

Posted 15 days ago

  • Sector: Compliance
  • Contact: Kirstie Burn
  • Contact Email:
  • Contact Phone: 02036371603
  • Expiry Date: 12 February 2023
  • Job Ref: KBU/19766

​​​Working for this successful and established brand in the market, the purpose of this role is to support the delivery of a formal programme of Monitoring by leading on allocated reviews and providing independent assessment of systems and controls.

Key responsibilities:

•To deliver allocated areas of risk-based compliance monitoring, covering FCA & PRA rules or other relevant regulations and operational processes.

•To develop and maintain effective stakeholder relationships with business/specialist areas to influence change, provide constructive challenge and education by providing guidance and advice on the regulatory control framework.

•To play a proactive part in growing the capabilities and influence of the Monitoring function by embracing new practices and Monitoring approaches.

•Planning testing and completion of monitoring reviews on time by drafting findings and any recommendations in a high-quality written report, focussing on material risks and ensuring ownership in the business.

•Provide regular follow-up of outstanding actions to ensure timely progress and robust resolution and escalating to senior management where necessary.

•Follow a schedule of regular stakeholder engagement activities/meetings, ensuring Monitoring work and Compliance function in general continues to have visibility.

•Demonstrate proactiveness and curiosity in promoting and developing new approaches to Monitoring work such as use of Analytics.

•Own and lead on ad hoc activities as assigned by the Head of Compliance Monitoring, e.g. ad hoc special investigations or committee reporting

Skills and Experience:

•Relevant compliance or operational experience in financial services essential

•Sound administrative / planning skills

•Effective oral and written communication skills

•Influencing skills and tenacity

•Curiosity, objectivity and strong analytical skills

•Ability to work on own initiative.

•Solution orientated


•Good regulatory knowledge

Please note, should feedback not be received within 28 days due to the large volume of applications, unfortunately, your application has been unsuccessful. However, we may be in touch with similar relevant opportunities.