Our clients are an exciting, forward-thinking brand in financial services. They are looking for a Compliance Monitoring Officer to support the growth of the business and increased amount of workload.
You will report directly into the Compliance Manager and provide knowledge of FCA regulatory requirements pertaining to the sale of consumer finance and/or general insurance.
Conducting desk top compliance audit reports on dealerships within the group
Conducting one-off thematic reviews on a variety of topics as required
Working constructively with the company's Internal Audit Department
Assisting other members of the Compliance Department with various reports and assessments as require
Other duties commensurate with the position
Ability to produce high quality reports in EXCEL and other applications.
Ability to conduct root cause analysis, conduct trend analysis and offer solutions to identified problems
Key Skills and Responsibilities:
Experience of working in a regulated financial services or general insurance business
Experience of working in a retail environment - preferably the motor trade
At least 2 years previous experience working in a Compliance role.
Knowledge of TCF and the NEW Consumer Duty is desirable.
Basic knowledge of data protection/GDPR
Please note, should feedback not be received within 28 days due to the large volume of applications, unfortunately, your application has been unsuccessful. However, we may be in touch with similar relevant opportunities.
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