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Compliance Monitoring Officer

  • Location: Lancashire
  • Salary: £35,000 - £40,000 + Benefits per year
  • Job Type:Permanent

Posted 21 days ago

  • Sector: Compliance
  • Contact: Sam Anderson
  • Contact Email:
  • Contact Phone: 0161 883 2765
  • Expiry Date: 09 June 2023
  • Job Ref: SA/10061 LA

Job Description

Our clients are an exciting, forward-thinking brand in financial services. They are looking for a Compliance Monitoring Officer to support the growth of the business and increased amount of workload.

You will report directly into the Compliance Manager and provide knowledge of FCA regulatory requirements pertaining to the sale of consumer finance and/or general insurance.


Role Responsibilities:

  • Conducting desk top compliance audit reports on dealerships within the group

  • Conducting one-off thematic reviews on a variety of topics as required

  • Working constructively with the company's Internal Audit Department

  • Assisting other members of the Compliance Department with various reports and assessments as require

  • Other duties commensurate with the position

  • Ability to produce high quality reports in EXCEL and other applications.

  • Ability to conduct root cause analysis, conduct trend analysis and offer solutions to identified problems



Key Skills and Responsibilities:

  • Experience of working in a regulated financial services or general insurance business

  • Experience of working in a retail environment - preferably the motor trade

  • At least 2 years previous experience working in a Compliance role.

  • Knowledge of TCF and the NEW Consumer Duty is desirable.

  • Basic knowledge of data protection/GDPR


Please note, should feedback not be received within 28 days due to the large volume of applications, unfortunately, your application has been unsuccessful. However, we may be in touch with similar relevant opportunities.

If you would like this job advertisement in an alternative format, please contact MERJE directly.