3 months ago
Compliance Monitoring Manager required for a financial services company based in London. The company provide compliance and regulatory umbrella services to their clients (hedge funds, investment managers, corporate finance advisors, wealth managers to crowd funders).
As a Compliance Monitoring Manager, you will be expected to oversee the work of 2-3 Compliance Associates responsible for conducting periodical compliance reviews, managing a compliance monitoring program and ensuring regulatory oversight on a day to day basis.
The successful Compliance Monitoring Manager will perform a variety of special compliance projects, thematic reviews to articulating issues to the compliance committee for discussion.
You will need to have a good understanding of the FCA compliance environment specific to the clients they are responsible for.