Compliance Monitoring Manager

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  • Discipline:

    Compliance, Risk Management

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  • Published:

    over 2 years ago

Compliance Monitoring Manager required for a financial services company based in London. The company provide compliance and regulatory umbrella services to their clients (hedge funds, investment managers, corporate finance advisors, wealth managers to crowd funders).

As a Compliance Monitoring Manager, you will be expected to oversee the work of 2-3 Compliance Associates responsible for conducting periodical compliance reviews, managing a compliance monitoring program and ensuring regulatory oversight on a day to day basis.

The successful Compliance Monitoring Manager will perform a variety of special compliance projects, thematic reviews to articulating issues to the compliance committee for discussion.

You will need to have a good understanding of the FCA compliance environment specific to the clients they are responsible for.