Compliance Monitoring Analyst

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  • Salary:

    c. £35,000 + benefits

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  • Published:

    6 months ago

You will help deliver the compliance monitoring plan, to an agreed timetable. From time-to-time, you may be called upon to support the Compliance team on other activities.

Key responsibilities include:

  • Undertaken business intelligence to scope out / prepare compliance monitoring terms of reference and set up a plan for delivery of agreed monitoring reviews.
  • Conduct regular monitoring reviews and thematic monitoring reviews; undertaking the fieldwork, recording evidence and reaching conclusions on the effectiveness of controls.
  • To draft, deliver and agree monitoring reports with key business stakeholders.
  • To on agreed management actions to closure.
  • Produce a monitoring report; draft report findings / conclusions and agree management actions with the key business stakeholders.
  • Track (record, monitor and report) management actions to satisfactory conclusion.
  • Promote a strong compliant culture within the business.

The Person:

  • At least 3 year’s compliance monitoring experience.
  • Experience within financial services