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Compliance Monitoring Analyst

  • Location

    Manchester

  • Discipline:

    Compliance

  • Job type:

    Permanent

  • Salary:

    c. £35,000 + benefits

  • Consultant:

    Paul Clayton

  • Email:

    pclayton@merje.com

  • Job ref:

    PC/16825

  • Published:

    27 days ago

You will help deliver the compliance monitoring plan, to an agreed timetable. From time-to-time, you may be called upon to support the Compliance team on other activities.

Key responsibilities include:

  • Undertaken business intelligence to scope out / prepare compliance monitoring terms of reference and set up a plan for delivery of agreed monitoring reviews.
  • Conduct regular monitoring reviews and thematic monitoring reviews; undertaking the fieldwork, recording evidence and reaching conclusions on the effectiveness of controls.
  • To draft, deliver and agree monitoring reports with key business stakeholders.
  • To on agreed management actions to closure.
  • Produce a monitoring report; draft report findings / conclusions and agree management actions with the key business stakeholders.
  • Track (record, monitor and report) management actions to satisfactory conclusion.
  • Promote a strong compliant culture within the business.

 

The Person:

  • At least 3 year’s compliance monitoring experience.
  • Experience within financial services