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Compliance Manager (PART TIME 3 DAYS A WEEK)

  • Location

    Manchester

  • Discipline:

    Compliance

  • Job type:

    Permanent

  • Salary:

    £45,000 + Benefits

  • Consultant:

    Paul Clayton

  • Email:

    pclayton@merje.com

  • Job ref:

    PC/14836

  • Published:

    16 days ago

The role will involve:

  • Ensuring the organisation is in line with the FCA Handbook.
  • Monitoring and approving Financial Promotions.
  • Sit on and take an active part of the Investment committee
  • Interacting with the FCA on matters such as Regulatory Reporting and Approved Persons applications.
  • Handling disciplinary matters for any compliance breaches.
  • Ensuring the company is compliant with any regulatory changes.
  • Carrying out compliance monitoring audits and offering feedback to members of staff and setting the overall compliance monitoring plan.

Key Requirements:

  • Prior experience of working within an FCA environment
  • Must have previous Investments experience.
  • Ideally have relevant professional qualifications (Level 4 Diploma qualified)