Compliance Manager - Insurance

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  • Salary:

    £60,000 pa

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  • Published:

    about 1 year ago

Key position sitting in the 2nd line with an overall objective to provide compliance support and advice to the 1st line across the group, make a significant contribution to the Compliance Monitoring Plan and support the ongoing compliance awareness across the business

Key responsibilities include:

  • Delivery of real time advice to the 1st line and management of compliance ‘sign-offs’
  • Subject matter expert for regulatory obligations (including FCA and Data Protection)
  • Oversight of all regulatory breaches and completion of the monthly reporting
  • Completing the 6 monthly regulatory return accurately and in a timely manner
  • Delivery of the Compliance Monitoring Plan – delivering added value recommendations to assist the business in continuously improving the regulatory control environment
  • Support and coaching of other members of the team

The Person:

  • At least 5 years’ experience in compliance – preferably within the Insurance sector
  • Strong Compliance Monitoring reviews
  • People management experience
  • In depth knowledge of FCA regulations – including; ICOBS, CONC, PERG, PROD, CASS and SYSC
  • Degree or equivalent
  • Confident and articulate communicator verbally and in writing
  • Well-developed influencing skills and be able to sell the benefits of a strong compliance culture
  • Work well under own initiative, analysing issues and good problem solving skills

Please note, should feedback not be received within 28 days due to the large volume of applications, unfortunately your application has been unsuccessful. However, we may be in touch with similar relevant opportunities.