Our client offers a broad range of compliance services which a team of Regional Managers support with a designated number of clients within their geographical remit.This role is home based with some travel to client visits Key responsibilities include: · Keep abreast of current issues in the financial regulatory markets, perform relevant research and develop knowledge required to deliver appropriate compliance support for client firms, including maintaining a reasonable level of continued professional development · Ensure a client firm’s support requirements are identified and complete any gap analysis to ensure compliance plans are accurate and up to date. · Manage the updates to appropriate compliance controls and templates · Develop and maintain strong relationships with all stakeholders, including partners and 3rd party suppliers · Actively promote the firm to relevant markets and identify opportunities to develop cross/up selling opportunities · Support the business with the writing of compliance articles for external publication and share knowledge with the company and colleagues (working highly collaboratively) · Maintain up to date knowledge and skills in the financial regulatory markets required to deliver excellent compliance support for the firm’s clients |
The Person · The candidate will have FCA regulatory experience with a strong knowledge of compliance · Technical competence in the fundamental principles of Insurance (GI, Broker, MGA, Commercial) · FCA (and / or PRA), ICO and appropriate CMA Regulations experience · T&C knowledge · Ability to consult and advise clients – with excellent stakeholder management skills · Good people person – able to work with different levels and functions internally and on client visits · Maturity to work independently – manage diary appointments, client visits, reporting and upholding of standards with no supervision · Strong verbal and written communication skills | 