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Compliance Manager – Generalist (Asset Management)

  • Location: London
  • Salary: £85,000 per year
  • Job Type:Permanent

Posted 5 months ago

  • Sector: Compliance
  • Contact: Emilia Thomas
  • Contact Email:
  • Expiry Date: 30 December 2021
  • Job Ref: EM/17153

​MERJE are working with a prestigious Asset Manager in London and following a restructure within their Compliance Advisory team a fantastic opportunity has come up for a Generalist Compliance Manager. They have enjoyed steady growth over the last 10 years and would present a highly nurturing environment to develop your career further. For this critical hire, they are looking for someone who has broad Compliance advisory experience as well as a good knowledge of various regulatory reporting regimes such as MiFIR, EMIR and SFTR.

Key responsibilities include:

·         Assist the Senior Compliance Manager with providing consultative support and advice to the firm’s Investments business.

·         Utilize expert knowledge of regulatory requirements to inspect, analyse, review and advise on matters relating to regulatory reporting (i.e. MIFIR, EMIR, SFTR, etc.). 

·         Act as a regulatory trade reporting SME ensuring that the Compliance team is cross trained on the various regimes, builds out and maintains training materials.

·         Leading, and or assisting Compliance Managers and Attorneys within Legal department in the EMEA region, with regulatory change projects

·         Assist the Senior Compliance Manager with providing consultative support and advice to the firm’s Investment Operations Regulatory Trade Reporting team

·         Lead, deliver and drive projects around regulatory trade reporting

Expertise required:

·         Strong capability in the areas of regulatory trade reporting, specifically covering MIFID, EMIR and SFTR

·         Will consider someone from either an Asset Management or Banking background

·         Knowledge of FCA/UK regulatory framework with direct relevant experience

·         A team-worker who must be able to build working relationships and interact with a diverse group of internal and external contacts

·         Ability to communicate with key stakeholders across the business

·         Project management capabilities would be advantageous

·         Good derivatives knowledge is desirable