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Compliance Manager

  • Location

    Chester

  • Discipline:

    Compliance

  • Job type:

    Permanent

  • Salary:

    c. £50,000 + Benefits

  • Consultant:

    Paul Sherlock

  • Email:

    psherlock@merje.com

  • Job ref:

    PS/16149

  • Published:

    13 days ago

Our client is a well-known Financial Services business who are looking to recruit a Compliance. In this role you will support the Head of Compliance working to ensure that the firm meets it regulatory obligations.

Key responsibilities include:

  • Undertaking a series of routine and thematic reviews as defined within the compliance monitoring programme.
  • Provide support and technical expertise across unsecured loans, credit cards and savings products to robustly manage regulatory, conduct and financial crime risks.
  • Supporting the Head of Compliance with the preparation of governance committee and Board papers.
  • Supporting with the delivery of mandatory compliance training including financial crime training courses.
  • Monitoring regulatory developments, identifying those that may impact the firm and tracking the implementation of key changes.
  • Supporting with the implementation of a financial crime programme to monitor and mitigate against financial crimes and ensure compliance with relevant regulations.
  • Representing compliance at project meetings.

Essential skills and experience

  • Experience of working in a Compliance function preferably in an unsecured lending environment.
  • Good technical regulatory knowledge across the various FCA rule books particularly CONC, BCOBS and SYSC.
  • Experience of representing Compliance within projects.
  • Good oral and written communication, facilitation skills and ability to present information in a concise and coherent manner.
  • Ability to engage with stakeholders and develop effective working relationships across all levels.