​MERJE are working with a fast growing investments business who are looking for a Compliance Manager to join their business.

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•Pro-actively identifying, investigating and resolving compliance issues and risks.

•Conducting technical research and analysis to support new business activities, products and services.

•Using common sense, experience and an in-depth knowledge of products, market and risk tolerance to deliver clear, consistent and practical advice.

•Developing and implementing practical, accessible policies, procedures and controls.

•Owning, developing and executing a proportionate risk-based compliance monitoring program.

•Taking ownership of incoming and outgoing compliance due diligence assessments to and from key potential partners, suppliers and customers.

•Collating and analysing management information and delivering compliance reports to senior management and other relevant stakeholders.

•Preparing and delivering engaging, relevant and practical training on compliance topics across all teams.

•Ensuring regulatory updates are shared across the business and assisting with the design and implementation of any resulting change initiatives.

•Supporting the General Counsel and other business teams with ad-hoc projects, including occasionally taking on tasks outside a traditional compliance remit.

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Key Requirements

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•5 + years compliance exerpience within financial services

•Deep working knowledge of the FCA handbook and MiFID requirements

•Strong regualtory knowledge

•Degree level education

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For more information on this role please contact Jake Kelly on 0203 637 1604 or jkelly@merje.com

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