Compliance Manager

  • Location

    Cheshire West and Chester

  • Discipline:


  • Job type:


  • Salary:

    £38,000 - £45,000 + Benefits

  • Consultant:


  • Email:


  • Job ref:


  • Published:

    over 1 year ago

Our client is currently looking for a Compliance Manager from an Insurer, MGA or Broker background who can demonstrate that they can support the compliance function for the company in accordance with FCA rules and other regulators.

Key responsibilities include: 

  • Review current processes and procedures to ensure consistency with FCA and other regulatory bodies, making recommendations where necessary and facilitating implementation
  • Support the company by ensuring that staff adhere to all company standards and procedures by provision of various training methods including classroom, online and providing supporting documentation
  • Due diligence of suppliers and clients
  • Gabriel reporting
  • Roll out complaints process and monitor ongoing progress
  • Control of Group Data Protection policies and processes
  • Identify best practice and accreditation standards
  • Manage due diligence and audits
  • Support managers and team leaders by ensuring continuous training and development of themselves and staff
  • Advise and deliver training programmes and record staff attendance
  • Review all current supplier Terms of Business and make recommendations where necessary
  • Provide framework for relevant accreditations working alongside HR and relevant managers
  • Ensure both internal and external relationships are developed and appropriate contacts are maintained
  • Keep up to date with changes to regulations and legislation as appropriate and ensure that they are effectively communicated across the organisation where relevant
  • Make positive contribution to the company business plan
  • Continually maintain a thorough knowledge and understanding of regulatory requirements for the management of the business
  • New Senior Managers Certification regime is due in Dec 2019


The Person: 

  • To be familiar with the fundamentals of Insurance and its legal context and the Insurance market place
  • To have knowledge of all relevant regulatory requirements including Anti Money Laundering legislation, Data Protection and FCA requirements.
  • 5 years previous Compliance experience