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Compliance Manager

  • Location

    Manchester

  • Discipline:

    Compliance

  • Job type:

    Permanent

  • Salary:

    Competitive Salary + Bonus + Excellent Benefits

  • Consultant:

    #

  • Email:

    rabelson@merje.com

  • Job ref:

    RA/15870.

  • Published:

    about 1 month ago

MERJE has been appointed exclusively to work with this rapidly growing Venture Capital business in the North West who are looking for a Compliance Manager. The right candidate will work alongside and support the Risk and Compliance Director (CF10/11). You will be responsible for maintaining the existing Risk & Compliance processes and procedures ensuring the business fully complies with its regulatory responsibilities.

 

Key responsibilities include: 

  • Identify, assess and manage the compliance and business risks of the business and the wider group of companies
  • Analyse and implement all relevant legal and regulatory changes for AIFM
  • Ensure compliance with the existing policies and procedures
  • Review policies and procedures to ensure they remain up-to-date
  • Prepare compliance and risk reports/updates to the Compliance Director
  • Ensure good corporate governance by monitoring against the existing Corporate Governance controls
  • Ensure awareness of staff on compliance/AML/Risk matters
  • Arrange/providing training and coaching across the business, educating and developing as required
  • Facilitate regular review and update of risks and control with all risk owners
  • Enhance and maintain an effective compliance culture
  • Identify new and emerging business risks offering mitigation and management accordingly
  • Draft regulatory communications and monthly compliance updates
  • Approve all Financial promotions
  • Deputy MLRO overseeing all aspects of the day to day financial crime controls in respect of Investors and Investee companies.

 

The Person: 

  • Minimum 5 years in a senior compliance role within a Venture capital/Fund Management/Wealth Management business.
  • Good understanding of Alternative investment funds particularly EIS
  • Good working knowledge of the AIFM directive and its impact upon small authorised UK AIFM (Sub-Threshold)
  • Good working knowledge of Data Protection (GDPR)

 

MERJE has been appointed exclusively on this role. Any CV’s sent to the client will be passed on to MERJE for evaluation.