up to £25,000 + Benefits
9 months ago
My financial services client is looking for a Compliance Officer - Equity Release File Checker to join their expanding team.
Key responsibilities include:
- To undertake case file reviews ensuring they meet the relevant standards set by the company.
- To liaise daily with advisers offering help and assistance with the processes and use of the back office systems.
- Communicate with the compliance team regarding concerns/issues
- Chasing up any outstanding compliance requirements.
- To be able to identify any risks to the company/adviser on the advice provided.
- To demonstrate a common sense approach.
- Excellent communication skills and financial industry background with strong Equity Release knowledge
- Excellent IT skills
- Must have CEMAP OR FPC 1, 2 and must have ER1 or equivalent
Please note, should feedback not be received within 28 days due to the large volume of applications, unfortunately your application has been unsuccessful. However, we may be in touch with similar relevant opportunities.