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Compliance Consultant

  • Location

    Chester

  • Discipline:

    Compliance

  • Job type:

    Contract

  • Salary:

    £ Negotiable

  • Consultant:

    #

  • Email:

    psherlock@merje.com

  • Job ref:

    PS/16148(C)

  • Published:

    about 1 month ago

Key responsibilities:

  • Defining policy and ensuring robust implementation through a comprehensive compliance monitoring programme.
  • Provide critical support and technical expertise across unsecured loans, credit cards and savings products to robustly manage all regulatory, conduct and financial crime risks across the business.
  • Take a leading role in the formulation of applicable policies and procedures.
  • Developing and implementing a risk-based compliance monitoring programme, identifying, assessing, monitoring and reporting all material compliance risks.
  • Undertake an annual compliance and financial crime risk assessments.
  • Manage the development and delivery of mandatory compliance training including financial crime training courses.
  • Monitoring regulatory developments and react to those that may impact the firm
  • Implementation of a financial crime programme to monitor and mitigate against financial crimes and ensure compliance with relevant regulations.
  • Representing compliance at the governance committees and Board meetings in the absence of the Head of Compliance.

Essential skills and experience:

  • Demonstrable track record operating in a senior Compliance role ideally with experience of Unsecured Loans, Savings and Credit cards
  • Strong technical regulatory knowledge across the various FCA rule books particularly CONC, BCOBS and SYSC and financial crime regulations
  • Strong stakeholder management experience
  • Ability to face off to Regulators
  • Strong oral and written communication, facilitation skills and ability to present key information in a concise and coherent manner.