Compliance Associate – Private Equity

  • Location


  • Discipline:

    Financial Crime & Fraud

  • Job type:


  • Salary:

    £60,000 - £65,000

  • Consultant:


  • Email:


  • Job ref:


  • Published:

    9 months ago

Compliance Associate required for a Private Equity firm based in London.


As one of the Compliance Associates in the team, you will focus on supporting the Head of Compliance & MLRO.


Responsibilities include:

  • Participate in the Global Compliance Monitoring Programme.
  • Assist with the oversight of staff disclosures and Individual Accountability regime requirements (such as SMCR)
  • Help to produce MI for Board Reporting and other governance
  • Provide advice and guidance on marketing literature, white papers, financial promotions and RFQ’s.
  • Participate in investor/client meetings to cover applicable regulatory queries or updates.
  • Support the MLRO and the AML/KYC champion in the onboarding process.
  • Provide advice and guidance on financial crime risks (particularly AML and terrorist financing), to the business and other control functions within the business.
  • Assistance and Coordination of regulatory filings
  • Maintenance of written policies and procedures
  • Compliance advice or support to internal departments
  • Delivering applicable training to the business and other colleagues.
  • The review of applicable regulatory developments that impact the business in Europe & Asia.


Experienced required:

  • 3-4 years of Compliance experienced gained in a private equity/alternative investments environment 
  • Excellent understanding of Financial Crime risks and knowledge of KYC & AML requirements,
  • Compliance monitoring and testing
  • AIFMD/MIFID/FCA Handbook knowledge
  • A good degree is a must (from a Russell Group university is advantageous.