12 days ago
Compliance Associate required for a global compliance professional services firm headquartered in London.
As a Compliance Associate you will be part of a Regulatory Compliance team focusing on projects that require specialised regulatory compliance skills/knowledge.
The Regulatory Compliance team specialise exclusively on compliance projects in relation to CASS, Transaction Reporting and Best Execution for a broad range of their financial service clients.
The Regulatory Compliance team have exceptionally high standards and everyone within the team all have excellent academics, attitude and a genuine interest in compliance.
The Compliance Associate role will cover all aspects of Governance, including SMCR, CASS, MiFIR Transaction reporting and Best execution.
You will also get the ability to get involved in:
• Drafting policies and procedures
• Developing training materials
• Assisting with authorisations and variations of permissions.
You will have good understanding of the FCA compliance rules and regulations in relation to the areas covered by the Regulatory Compliance team.
The Regulatory Compliance team is circa 15 people and is part of a much larger Compliance Projects practice. There are ample opportunities for career progression and it is not uncommon for a Compliance Associate being promoted to Managing Compliance Consultant in a few years.
Please note, should feedback not be received within 28 days due to the large volume of applications, unfortunately your application has been unsuccessful. However, I may be in touch with similar relevant opportunities in the future.