W1siziisimnvbxbpbgvkx3rozw1lx2fzc2v0cy9nzxjqzs9qcgcvam9ilwjhbm5lci5qcgcixv0

Compliance & Risk Officer

  • Location

    Cheshire West and Chester

  • Discipline:

    Compliance

  • Job type:

    Permanent

  • Salary:

    c. £28,000 plus benefits

  • Consultant:

    #

  • Email:

    Paul Sherlock

  • Job ref:

    PS/16122

  • Published:

    3 months ago

Our client is a well-known Financial services business who are currently looking to recruit a Compliance & Risk Officer. In this role you will support the Head of Compliance on specific day-to-day activities and projects. This will include working with the various business units to provide support, advice and guidance on appropriatecompliance framework, policies and procedures, which will facilitate the business in identifying, assessing and managing compliance risk within the business, meeting the standards set and regulatory requirements.

Key responsibilities include:

  • Undertake specific tasks within set terms of reference and defined processes
  • Produce reports and returns which may involve detailed research and analysis from within and outside the unit
  • Ensure all compliance principles, policies and procedures are clearly defined and regulatory developments are proactively communicated
  • Through regular and appropriate business involvement ensure all compliance work is carried out to the required level of competence as set out by legal and regulatory requirements in order to comply with generally accepted principles of compliance and supporting the strategic operating requirements of the division
  • Build and maintain effective working relationships with the internal stakeholders
  • Regularly review and keep up to date with changes in regulatory, legislative and market practices that impact the business

The Person:

  • Previous   compliance   experience   within   the   financial   services   industry   and compliance
  • 2/3 years’ experience of working in a multi-disciplined team across business units

Qualifications/Key Skills:

  • Good understanding of all regulations that impact the business
  • Strong analytical skills
  • Ability to work on own initiative

 

Please note, should you not receive feedback 28 days, unfortunately your application has been unsuccessful. However, we may be in touch with similar relevant opportunities.