Compliance Analyst – Czech speaking

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  • Salary:

    £30,000 - £35,000

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  • Published:

    about 2 years ago

The purpose of the role is compliance monitoring and policy work. Tasks will be assigned as needed on a day-to-day basis and may include;


·         Maintaining daily contact with the Czech office

·         Running a variety of tasks as part of the completion of the Compliance Monitoring Plan

·         AML, market abuse and call monitoring

·         Collating monthly Management Information (MI)

·         Fraud identification, analysis and reporting

·         Financial Promotions review

·         Complaint handling

·         Undertake various core compliance processes including regulatory liaison, reporting, registrations, licensing, gifts & entertainment, employee trading

·         Assist with induction training and assist in any other ad-hoc projects as required


The candidate will be able to communicate in English and Czech/ Slovakian at business level, both verbally and in writing. The candidate will be willing to travel to our business partners’ office in Slovakia and the Czech Republic on a regular basis, business trips will involve overnight or several days stay.


Will have some experience in Compliance and/or Financial Crime within the financial services sector, ideally in a trading or brokerage environment and have some knowledge of the FCA Handbook.


Whilst we are open-minded about educational qualifications, a degree or equivalent in a law or business related field, would be preferable.


This position will most likely suit a candidate who is used to working within an entrepreneurial environment (e.g. a small to medium enterprise or a start-up). The successful candidate must be proactive and able to demonstrate an ability to use his/her initiative to problem solve with the minimum day-to-day supervision.


Essential Skills and Abilities;


·         Proficiency with Microsoft Excel (intermediate to advance standard) and Word

·         Clear and concise communication skills

·         Able to remain focused on the task and not easily distracted

·         Observant and accurate

·         Able to work consistently and adjust the pace of work in line with demands and deadlines.


Regular travel to Prague, Brno and Bratislava required