MERJE have partnered with a leading Investment Manager in the search for a Compliance Analyst to join their Compliance team in London. The Compliance Analyst’s role will be to deliver the CRIMS implementation for the Compliance Team.
Key accountabilities · To understand the CRIMS compliance capabilities and how it will be used by the compliance function. · To identify and interpret the existing compliance regulatory rules and objectives required for all portfolios to be onboarded into CRIMS. · Configure and code the compliance rules and controls for the portfolios to CRIMS. · Develop the testing approach including targeted metrics and scenarios and execute testing of the coded compliance rules and controls. · Become the “super user” of CRIMS for compliance and the “go to” person for usage and functionality. · Provide post live support for the compliance function and maintain system rule accuracy and controls. · Define the compliance governance framework including approvals for CRIMS.
Knowledge and skills required · Understanding and experience of asset management principles. · Existing working knowledge of the FCA COLL and related sourcebook rules. · Project skills including governance, reporting and delivery. |
Good analytical skills and ability to challenge assumptions.