The role will involve assisting the Compliance Team in ensuring the business continues to meet its regulatory responsibilities.

The role will involve:

• Undertake ‘know your customer’ and ‘anti-money laundering’ checks in line with the company’s financial crime policies
• Maintain key compliance spreadsheets and registers and complete general compliance administrative tasks
• Support the Compliance Manager by undertaking compliance monitoring and preparing reports to management
• Assist with the update and maintenance of Compliance procedures
• Assist with general compliance queries
• Undertake the monitoring and analysis of regulatory change and assessing the potential impact on the business
• Undertake the review and approval of financial promotions and other customer communications
• Work on compliance projects, as allocated from time to time.
• Assist with the preparation for external visits, e.g. Depositary reviews, regulatory visits
• To identify areas for improvement in the teams’ existing processes and procedures and bring them to the attention of the Compliance Manager

Key Requirements:

•  Previous experience in a similar role would be advantageous
• Completed or working towards IOC (Investment Operations Certificate) would be beneficial.
• Educated to degree level