​MERJE are working with a fast growing investments business who are looking for a Compliance Analyst to join their team.

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Key Responsibilities:

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•Maintain and update a full suite of compliance policies and manual

•Work closely with Investment Management team to support account opening and general queries.

•Ensuring PA and PDMR dealing policies are fit for purpose, understood, and followed.

•Management of Companies House filings, FCA registrations, authorisations, and regulatory returns.

•Maintenance of the company errors and breaches log.

•Manage the effective maintenance of the Senior Manager & Certification Regime amongst certified and conduct rule staff.

•Manage the roll out of company-wide compliance training.

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Key Requirements

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•2-3 years’ experience in a compliance role within Financial Services, preferable Investment or Wealth Management.

•Familiarity with FCA systems and returns

•Experience of Compliance Policies and Manuals and their maintenance.