Compliance Advisory Manager
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Location
Birmingham
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Discipline:
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Job type:
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Salary:
£60,000 pa
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Consultant:
#
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Email:
mayres@merje.com
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Job ref:
MA/16310
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Published:
about 1 year ago
Financial Services firm are looking to hire a Compliance Advisory Manager to join their established Compliance function located in Birmingham. Reporting directly to the Senior Manager Compliance Advisory Conduct & Regulatory Risk, the role holder will form an integral part of the Compliance Advisory team providing regulatory guidance and advice to the Business.
Key Responsibilities:
- Act as the dedicated regulatory Business Partner, providing all functions with timely and relevant regulatory advice, guidance and training.
- Identify and review key regulatory changes (horizon scanning) impacting the business, prepare business impact assessments and work with stakeholders to implement the changes.
- Support the Business to implement projects and internal change programmes by providing compliance guidance and advice to stakeholders.
- Prepare and provide regulatory MI for governance committees and senior management.
- Review & sign off literature and other marketing materials whilst having regards to the FCA Financial Promotions rules and regulatory guidance.
- Developing and drafting new compliance policies and procedures to strengthen the second line compliance function.
- Provision of ad-hoc and induction regulatory training to internal stakeholders.
Key Requirements:
- Experience in a Compliance Function preferably within a retail banking environment
- Sound technical regulatory knowledge across the various FCA and relevant PRA rule books covering conduct and compliance regulation
- Experience of representing Compliance at project meetings and governance forums.
- Commercial, business focussed with strong judgement and integrity
Articulate and diplomatic, with strong negotiation and influencing skills with the ability