Compliance Advisory Manager

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  • Salary:

    £60,000 pa

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  • Published:

    over 1 year ago

Financial Services firm are looking to hire a Compliance Advisory Manager to join their established Compliance function located in Birmingham.  Reporting directly to the Senior Manager Compliance Advisory Conduct & Regulatory Risk, the role holder will form an integral part of the Compliance Advisory team providing regulatory guidance and advice to the Business.

Key Responsibilities:

  • Act as the dedicated regulatory Business Partner, providing all functions with timely and relevant regulatory advice, guidance and training.
  • Identify and review key regulatory changes (horizon scanning) impacting the business, prepare business impact assessments and work with stakeholders to implement the changes.
  • Support the Business to implement projects and internal change programmes by providing compliance guidance and advice to stakeholders.
  • Prepare and provide regulatory MI for governance committees and senior management.
  • Review & sign off literature and other marketing materials whilst having regards to the FCA Financial Promotions rules and regulatory guidance.
  • Developing and drafting new compliance policies and procedures to strengthen the second line compliance function.
  • Provision of ad-hoc and induction regulatory training to internal stakeholders.

Key Requirements:       

  • Experience in a Compliance Function preferably within a retail banking environment
  • Sound technical regulatory knowledge across the various FCA and relevant PRA rule books covering conduct and compliance regulation
  • Experience of representing Compliance at project meetings and governance forums.
  • Commercial, business focussed with strong judgement and integrity

Articulate and diplomatic, with strong negotiation and influencing skills with the ability