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Compliance Advisory Manager

  • Location: Accrington
  • Salary: Package up to £75,000 (dependent on experience) per year
  • Job Type:Permanent

Posted about 1 month ago

  • Sector: Compliance
  • Contact: Paul Sherlock
  • Expiry Date: 12 August 2022
  • Job Ref: PS/19303


​Our client is a fast paced and successful business who due to growth and success are looking to recruit a number of new positions. The opportunity has arisen to join the firm in the role of Compliance Advisory Manager. In this role you will lead, advise and guide the business on current and future compliance matters in line with the FCA, ISO, ASA and any other regulatory requirements, to ensure well informed decisions are made around products services and operations, supporting cultural change and putting the customer at the heart of everything.

Key Responsibilities:

• Leading, advising and guiding on conduct risk and compliance across the business, to ensure regulatory compliance

• Creating, implementing and maintaining appropriate compliance policies and procedures throughout the business

• Leading, managing and approving the delivery of regulatory training to raise awareness and education on all areas of compliance and risk changes/requirements

• Leading on, delivering and supporting the delivery of projects and Business as Usual activities through specialist knowledge and experience

Who are we looking for?

This is a great opportunity for an ambitious individual, keen to join a business going through significant transformation. The ideal candidate will have:

• Experience of working within financial services environment

• Experience of working with regulatory requirements

• Excellent working knowledge of FCA handbook

• Excellent working knowledge of legislation and regulations

• Experience of managing relationships with the regulator

• Delivery and customer focussed