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Chief Compliance Officer

  • Location: United Kingdom
  • Salary: £130,000 pa per year
  • Job Type:Permanent

Posted 11 days ago

  • Sector: Compliance
  • Contact: Richard Abelson
  • Expiry Date: 10 October 2021
  • Job Ref: RA/17986

Our Client is a leading Financial Services company who are recruiting a Head of Compliance to play a pivotal role in leading the firm’s approach to the regulatory landscape and responsibilities.

Key Responsibilities:

• Serve as a key member of the executive management team that sets the company’s strategic direction

• Own the senior manager functions - SMF16, 17 – compliance function oversight and money laundering reporting

• Lead and develop the compliance function, ensuring the team has the skill, knowledge, and resource to deliver high quality and timely execution

• Ensure appropriate risk management is maintained

• Working with other key executives, manage the regulatory relationship with the FCA, ICO, FOS, CMA, ASA.

The successful candidate will be a compliance leader who brings a proven track record of success within a financial services compliance role. They will be able to demonstrate expertise covering the breadth of compliance requirements - Policy and guidance, operational monitoring, and horizon scanning.

A collaborative leader with strong EQ, the successful candidate will be able to describe how they have worked with business stakeholders to ensure the effective management of conduct risk.