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CASS Governance Manager

  • Location: Liverpool
  • Salary: £Competitive Salary + Excellent Benefits per year
  • Job Type:Permanent

Posted about 3 years ago

  • Sector: Compliance
  • Contact: Michael Ayres
  • Contact Email: mayres@merje.com
  • Expiry Date: 05 March 2021
  • Job Ref: MA/17168

Financial Services business, located in Liverpool, are looking to appoint a CASS Governance & Support Manager to join a newly established Oversight & Controls team.  The role holder will undertake oversight and governance ensuring compliance with the FCA Client Money and Client Asset rules.

 

Key responsibilities include:

  • To act as the CASS SME.
  • Provide CASS guidance and technical support to the functional business units who have exposure to CASS risk
  • To input to and support the development and maintenance of a robust Risk & Controls Framework for CASS Governance, together with Operational Resiliency to ensure appropriate levels of oversight.
  • Manage and report CASS related risks, issues and breaches.
  • To support the oversight of the daily client money calculations and carry out periodic integrity checks.
  • To develop, implement and maintain CASS-related policies and procedures.  To take the lead in the compilation of the CASS resolution pack.
  • To support liaison between the firm and the regulator on CASS-related matters.
  • To provide report(s) to senior management to ensure that they are fully appraised of all CASS related issues and any matters that may subsequently arise.

Basic salary will be competitive, depending upon experience, with the firm offering an excellent benefits package to include annual bonus, health, generous holiday allowance and many more financial and non-financial benefits.

Please note, should feedback not be received within 28 days due to the large volume of applications, unfortunately your application has been unsuccessful. However, we may be in touch with similar relevant opportunities.