Our client is a long established and highly regarded wealth management firm who are recruiting for a Business Risk Manager. The role will be responsible for providing risk management and consultancy for the Area Manager Business Risk and the Head of Business.

The role;

• Implement corporate policy regarding regulatory requirements (compliance procedures) to effectively identify and manage the key risks (and monitor the low risks) within the Business.
• Undertakes regular financial review and monitoring across the Partnership
• Support, coach and develop the Partnership and others within the team to improve levels of risk awareness, ethics and quality commitment.
• Ensure the Head of Business and Area Manager Business Risk are kept informed of all emerging risks within the Business.
• Works with the Location Management Team to ensure the Business Units key risks are managed and appropriate supervision is undertaken of the Partners
• Provides feedback and coaching in relation to the outcome of Partner Compliance visits
• Investigates any issues that arise from feedback from the business
• Use Management Information provided, performs trend analysis and monitoring for early identification of risk for Business.
• This is an office / field based role across the North East.

 Key Requirements:  

• Required to hold QCF Level 4 qualification e.g. the CII Diploma in Regulated Financial Planning or at least be very close
• Good analytical and decision-making approach
• Service orientated approach