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Business Risk Manager - IFA

  • Location

    London

  • Discipline:

    Compliance

  • Job type:

    Permanent

  • Salary:

    £40,000 - £50,000

  • Consultant:

    Kirstie Burn

  • Email:

    kburn@merje.com

  • Job ref:

    KBU/14757

  • Published:

    3 months ago

We are looking for an experienced compliance professional who will enjoy an autonomous, flexible role, with many varied tasks.  Forming part of the local Management Team and working closely with senior managers in the group, the main purpose of the role to ensure the safe growth of the business through robust risk reviews and support.

Responsibilities:

  • Implement corporate policy regarding regulatory requirements (Compliance Procedures) to effectively identify and manage the key risks
  • Undertake regular financial reviews and monitoring across the Group
  • Support, coach and develop the business and team to ensure the Business Units keys risk awareness ethics and quality commitment
  • Ensure senior management are kept informed of all emerging risks within the business
  • Provide feedback and coaching in relation to the outcome of Compliance visits
  • Investigate any issues that arise from feedback
  • Use MI provided, perform trend analysis and monitoring for early identification of risk to the business

Key Competencies:

  • QCF Level 4 qualification (Level 4 Diploma) or close to qualifying
  • Strong communication schemes
  • Financial monitoring and regulatory experience
  • Good analytical and decision making skills
  • Strong relationship building skills
  • Field based experience (desirable)