Our client is a long established and highly regarded wealth management firm who are recruiting for a Business Risk Manager. The role will be responsible for providing risk management and consultancy for the Area Manager Business Risk and the Head of Business.

The role will involve:

• Manage and coordinate the Locations risk management framework and processes including the Location Risk management and Partner profiling processes Complete the Partner Compliance Review Programme
• Identify and manage the key risks in the business, ensuring investigations are thorough and completed in a timely way
• Complete the Financial Monitoring programme and identify potential Partners under financial strain
• The ability to communicate across a wide range of different roles; liaise with different Partners, clients, FMT, etc
• Provides guidance and information to the Partnership, PSS and the broader FMT to improve levels of risk awareness, documentation quality and adherence to corporate and regulatory risk requirements
• In conjunction with the PDM, determines the appropriate Partner supervisory regime and manage the implementation and ongoing monitoring of heightened action plans
• Reviews Location, Partner and PDM MI to determine trends and implement appropriate investigation as required
• Supports and influences the Head of Business to ensure the compliance culture and management actions are in line with a positive and proactive risk management culture
• Manages and leads themed review activity, for example, the Close Qualifier reviews

Key Requirements:

•  Qualified to at least the Level 4 Diploma
• Experience of carrying out file reviews and providing compliance support
• Be flexible in working location, be prepared to travel regularly to multiple places of work
• Due to remote management be self-motivated and have strong ability to prioritise workload