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Associate – Wealth & Private Banking

  • Location: Greater London
  • Salary: £50,000 - £60,000 per month
  • Job Type:Permanent

Posted about 2 years ago

  • Sector: Compliance
  • Contact: JAKE KELLY
  • Contact Email: jkelly@merje.com
  • Expiry Date: 18 February 2022
  • Job Ref: JK/18508

MERJE are currently partnering with a leading FS consultancy who are looking for a Associate in Wealth/Private Banking to join their team.

 

·         Provide high quality advice and support to clients on a range of regulatory compliance matters.

·         Advise and support clients on a wide range of regulatory focus areas

·         Drafting and maintaining policies, procedures and compliance monitoring programmes

·         Developing training materials and assisting in delivering training sessions (e.g. to staff, SMFs and Board members)

·         Assisting clients with regulatory processes including authorisation applications, variations of permission and changes of control

·         Carrying out compliance health checks and periodic monitoring (including client file reviews)

·         Regulatory due diligence on acquisition targets

·         Responding to ad-hoc and routine regulatory queries

 

 

 

Key Requirements:

 

  • Educated to degree level

  • Significant compliance-related experience gained at a financial institution, consultancy and/or the FCA

  • Knowledge and experience of the FCA rules

  • Proven track record of exceeding financial goals and sales targets; consulting experience would be advantageous

  • Experience translating regulatory rules and guidance into meaningful, fit-for-purpose and pragmatic solutions for clients

  • Experience managing client relationships