MERJE are currently partnering with a leading FS consultancy who are looking for a Associate in Wealth/Private Banking to join their team.
· Provide high quality advice and support to clients on a range of regulatory compliance matters. · Advise and support clients on a wide range of regulatory focus areas · Drafting and maintaining policies, procedures and compliance monitoring programmes · Developing training materials and assisting in delivering training sessions (e.g. to staff, SMFs and Board members) · Assisting clients with regulatory processes including authorisation applications, variations of permission and changes of control · Carrying out compliance health checks and periodic monitoring (including client file reviews) · Regulatory due diligence on acquisition targets · Responding to ad-hoc and routine regulatory queries
Key Requirements:
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