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AML Client File Reviewer - 12 month FTC

  • Location: Lancashire
  • Salary: Up to £27,000 per year
  • Job Type:Contract

Posted 20 days ago

​Our clients are one of the leading independent wealth managers in the UK. They are looking for An AML Client File Reviewer to ensure that they have a comprehensive understanding of each type of client, including trusts, and the AML risk which they pose to the business.

Role Responsibilities:

•To re-risk the client relationship using the AML risk rating tool.

•To focus on the review of client files

•To undertake a CDD completeness check/data gap analysis to check that CDD is appropriate for the level of risk which the client poses to the company, that it is complete and up to date and that SOW/SOF information is complete.

•To collect missing information and chase any requested information by communicating with clients and Executives.

•To undertake a review of the activity on the account, ensuring it is in keeping with expectations.

•To ensure that the account structure is correctly documented and that all parties are stored in Avaloq, to be included in the overnight screening.

Key Skills & Experience:

•Good standard of education

•Proficient in Word, Excel and Outlook

•Excellent knowledge of internal procedures and processes (to be developed in the role)

•Good working knowledge of the Avaloq system (to be developed in the role)

•Excellent understanding of relevant Compliance and awareness of regulations (to be developed in the role)

•Must be open and cooperative with the FCA, the PRA and other regulators

•Must pay due regard to the interests of customers and treat them fairly

•High level of accuracy/attention to detail – quality output

•Effective communicator

•Good organisational skills

Please note, should feedback not be received within 28 days due to the large volume of applications, unfortunately, your application has been unsuccessful. However, we may be in touch with similar relevant opportunities.

If you would like this job advertisement in an alternative format, please contact MERJE directly.